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- USA
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- USA
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Ships within 48 hours · Estimated delivery Jul 6 - Jul 11
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Description
IA- Statement of Periodic Testing of BCP & Regulation S-PThe Investment Adviser Statement of Periodic Testing of BCP & Regulation S P serves as documentary evidence of an investment advisers periodic testing and assessment in accordance with SEC Release No. IA 4439 (Adviser Business Continuity and Transition Plans) and Regulation S P requirements. This Statement acknowledges completion of the periodic test and corresponding results and or findings to determine whether such BCP & Regulation S P systems and
The Investment Adviser Statement of Periodic Testing of BCP & Regulation S-P serves as documentary evidence of an investment adviser’s periodic testing and assessment in accordance with SEC Release No. IA-4439 (Adviser Business Continuity and Transition Plans) and Regulation S-P requirements. This Statement acknowledges completion of the periodic test and corresponding results and/or findings to determine whether such BCP & Regulation S-P systems and processes are adequate under the circumstances. Members also downloaded Investment Adviser Business Continuity Plan (BCP).
Version/Update: V.2/ August 29, 2017
Total Page Count: 2
Source/Author(s): Connexien
Shipping Notes
- Free Standard Shipping on $100+ Orders to the USA.
- Except Preorder products are shipped in 48 hours.
- Delivery to the USA:
- Standard Shipping : 3-10 business days
- If time is of the essence, please consider selecting expedited delivery for faster service.
Exchange/Return Notes
- We offer a 30-day return/exchange service after receiving.
- Final sale items are not eligible for returns or exchanges.
- To process your return/exchange, please contact us at [email protected]
- Please click here for more details>>> Return & Exchange Policy